Notification Oblications for Managers’ Transactions (Directors’ Dealings)

According to Art. 19 of the Regulation (EU) No 596/2014 on market abuse (MAR), persons discharging managerial responsibilities within SFC Energy AG as well as persons closely associated with them are required to notify SFC Energy AG and the Federal Financial Supervisory Authority (BaFin) of transactions conducted on their own account relating to the shares or debt instruments of SFC Energy AG or to derivatives or other financial instruments linked thereto, in excess of € 5,000 to the end of any financial year.

In addition to the sale and purchase of SFC shares, dealings in securities related to SFC shares (such as the purchase or sale of options or equity warrants SFC shares) must be reported. There is also a reporting requirement for:

• Persons who undertake management roles for SFC Energy AG and regularly have authorised access to insider information and other important company decision processes;

• Persons in close relationships to the above-mentioned groups of persons (including spouses, registered civil partners, dependent children and relatives who have lived together with the named persons in a joint household for at least one year, and also legal entities in which the above-mentioned person has a management function, as well legal entities, companies and institutions which are directly or indirectly controlled by a person subject to notification).

Respective notifications are published via the German Association for Ad Hoc Publicity (Deutsche Gesellschaft für Ad-hoc-Publizität mbH, DGAP). The notifications can be viewed on the DGAP website (please click the small “EN” button next to the respective notification to review the notification in English): DGAP